Regulation SHO List
- Filed under: Asides, Internet, Politics, business, information
- Date: Sep 17,2008
Not a hundred percent listed. You can find more about reg sho online. As defined in Rule 203(c)(6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is registered under Section 12 of the Exchange Act, or that is required to file reports under Section 15(d) of the Exchange Act (commonly referred to as reporting securities), where, for five consecutive settlement days:
* There are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more per security;
* The level of fails is equal to at least one-half of one percent of the issuer’s total shares outstanding; and
* The security is included on a list published by a self-regulatory organization (SRO).
More related entries, Lynn Forester de Rothschild, Regulation Sho or Reg Sho
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